Tags: Investment Managers

April 5, 2021
The 3rd edition of our Coping with COVID-19 survey of investment managers focuses on plans for office reopenings and vaccination policies.
February 25, 2021
Under the initiative, asset managers work with the companies they invest in to set targets to reach net zero emissions by 2050.
September 24, 2020
Overall, managers were much less optimistic about the resumption of business as usual in September compared to our first survey in June.
June 5, 2018
The often mundane jobs of compliance officers and forensic auditors just got more exciting. Effective Oct. 1, 2017, investment advisers registered with the Securities and Exchange Commission (SEC), with few exceptions, must use a newly expanded Form ADV to report on their businesses. With these changes, this document has become an even more valuable tool for investors and fiduciaries seeking to evaluate their advisers.
May 14, 2018
Last August Callan outlined some of the issues raised by MiFID II, the second iteration of the Markets in Financial Instruments Directive. We wanted to provide an update on the directive, which took effect at the start of this year