More than Words: The Asset Manager Code of Professional Conduct

The perception and validation of ethical standards in investment professionals builds client trust in an advisor and strengthens the resolve to stay the course when the advisor’s strategy is out of favor. If you think about it, the fundamental conclusion for all manager research is the development of trust in the people, philosophy, processes, and […]

Book Review: Black Edge

Book Review of Black Edge: Inside Information, Dirty Money, and the Quest to Bring Down the Most Wanted Man on Wall Street, by Sheelah Kolhatkar In the spirit of Den of Thieves, James B. Stewart’s classic book about the insider trading scandal of the 1980s, Sheelah Kolhatkar has written a very readable account of the Justice […]

Ethical Mindfulness

Download PDF Studies show that the key to ethical behavior is to keep promoting, discussing, and practicing ethical principles. Here, we present eight important points on ethics: Implementing high ethical standards in the investment industry is not only the right thing to do, but also the best way to build a sustainable business. Ethically minded […]